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0KJ PAGE : 1 PAGE 15.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.
ELMHURST, IL 60126-1131
NOTE: BROKER-DEALERS ARE REQUIRED TO DISCLOSE ANY MATERIAL ARRANGEMENTS WITH THE VENUES
LISTED IN EACH SECTION BELOW, INCLUDING, BUT NOT LIMITED TO, ANY INTERNALIZATION
OR PAYMENT FOR ORDER FLOW ARRANGEMENTS
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2009
SECURITIES LISTED ON THE NEW YORK STOCK EXCHANGE
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 61.72%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 25.42%
OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 12.87%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. KNIGHT CAPITAL MARKETS, L.L.C. 33.85%
2. UBS SECURITIES, L.L.C. 18.19%
3. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 17.33%
4. CITADEL DERIVATIVES GROUP, L.L.C. 11.17%
5. NATIONAL FINANCIAL SERVICES L.L.C. 10.76%
6. CITIGROUP GLOBAL MARKETS, INC. 3.72%
7. LASALLE STREET SECURITIES, INC. 2.01%
8. ARCHIPELAGO TRADING SERVICES, INC. 0.89%
9. GOLDMAN, SACHS & CO. 0.80%
10. BATS, INC. 0.52%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. KNIGHT CAPITAL MARKETS, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 28.12%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 39.16%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 50.80%
2. UBS SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 21.23%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 12.75%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 14.33%
3. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 13.91%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 17.32%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 33.77%
4. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 11.81%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 14.70%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 1.10%
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0KJ PAGE : 2 PAGE 16.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.
ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2009
5. NATIONAL FINANCIAL SERVICES L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 14.43%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 7.28%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
6. CITIGROUP GLOBAL MARKETS, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 5.77%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.64%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
7. LASALLE STREET SECURITIES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 3.26%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
8. ARCHIPELAGO TRADING SERVICES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.00%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 3.51%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
9. GOLDMAN, SACHS & CO.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 1.25%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.11%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
10. BATS, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.01%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 2.04%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
WSF3000KJ0KJ SUPER=0KJ BRANCH=0KJ DISTCODE=YY
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LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.
ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2009
SECURITIES LISTED ON THE NASDAQ STOCK MARKET
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 63.80%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 33.49%
OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 2.71%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. UBS SECURITIES, L.L.C. 25.58%
2. KNIGHT EQUITY MARKETS, L.P. 24.46%
3. CITADEL DERIVATIVES GROUP, L.L.C. 15.53%
4. NATIONAL FINANCIAL SERVICES L.L.C. 12.68%
5. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 9.19%
6. CITIGROUP GLOBAL MARKETS, INC. 4.41%
7. ARCHIPELAGO TRADING SERVICES, INC. 3.99%
8. LASALLE STREET SECURITIES, INC. 2.28%
9. GOLDMAN, SACHS & CO. 0.96%
10. BATS, INC. 0.36%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. UBS SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 25.00%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 27.56%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 14.67%
2. KNIGHT EQUITY MARKETS, L.P.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 24.24%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 21.14%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 70.67%
3. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 17.87%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 12.30%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.67%
4. NATIONAL FINANCIAL SERVICES L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 12.37%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 14.29%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
WSF3000KJ0KJ SUPER=0KJ BRANCH=0KJ DISTCODE=YY
0KJ PAGE : 4 PAGE 18.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.
ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2009
5. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 9.00%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 9.17%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 14.00%
6. CITIGROUP GLOBAL MARKETS, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 6.23%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 1.29%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
7. ARCHIPELAGO TRADING SERVICES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.00%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 11.92%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
8. LASALLE STREET SECURITIES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 3.57%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
9. GOLDMAN, SACHS & CO.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 1.30%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.38%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
10. BATS, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.08%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.92%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
WSF3000KJ0KJ SUPER=0KJ BRANCH=0KJ DISTCODE=YY
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LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.
ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2009
SECURITIES LISTED ON THE AMERICAN STOCK EXCHANGE OR REGIONAL EXCHANGES
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 60.14%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 28.63%
OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 11.23%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. KNIGHT CAPITAL MARKETS, L.L.C. 30.23%
2. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 22.32%
3. UBS SECURITIES, L.L.C. 21.55%
4. NATIONAL FINANCIAL SERVICES L.L.C. 10.39%
5. CITADEL DERIVATIVES GROUP, L.L.C. 8.83%
6. LASALLE STREET SECURITIES, INC. 2.70%
7. ARCHIPELAGO TRADING SERVICES, INC. 2.52%
8. CITIGROUP GLOBAL MARKETS, INC. 0.40%
9. DOMESTIC SECURITIES INC. 0.33%
10. GOLDMAN, SACHS & CO. 0.33%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. KNIGHT CAPITAL MARKETS, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 33.05%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 27.01%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 23.38%
2. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 12.92%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 30.06%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 52.92%
3. UBS SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 23.59%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 18.09%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 19.48%
4. NATIONAL FINANCIAL SERVICES L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 14.92%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 4.97%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
WSF3000KJ0KJ SUPER=0KJ BRANCH=0KJ DISTCODE=YY
0KJ PAGE : 6 PAGE 20.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.
ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2009
5. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 9.28%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 9.68%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 4.22%
6. LASALLE STREET SECURITIES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 4.49%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
7. ARCHIPELAGO TRADING SERVICES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.49%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 7.77%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
8. CITIGROUP GLOBAL MARKETS, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.18%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 1.02%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
9. DOMESTIC SECURITIES INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.49%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.13%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
10. GOLDMAN, SACHS & CO.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.55%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
WSF3000KJ0KJ SUPER=0KJ BRANCH=0KJ DISTCODE=YY
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LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.
ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2009
EXCHANGE - LISTED OPTIONS
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 14.89%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 85.11%
OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 0.00%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. THE CHICAGO BOARD OPTIONS EXCHANGE 33.59%
2. THE INTERNATIONAL SECURITIES EXCHANGE 29.21%
3. THE PHILADELPHIA STOCK EXCHANGE 14.28%
4. ARCHIPELAGO TRADING SERVICES, INC. 11.58%
5. NYSE ALTERNEXT 7.08%
6. THE BOSTON OPTION EXCHANGE 2.13%
7. NASDAQ EXECUTION SERVICES, L.L.C. 1.68%
8. OTHER 0.27%
9. NATIONAL FINANCIAL SERVICES L.L.C. 0.11%
10. LASALLE STREET SECURITIES, INC. 0.08%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. THE CHICAGO BOARD OPTIONS EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 42.97%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 31.95%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
2. THE INTERNATIONAL SECURITIES EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 15.60%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 31.59%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
3. THE PHILADELPHIA STOCK EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 11.51%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 14.77%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
4. ARCHIPELAGO TRADING SERVICES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 6.39%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 12.48%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
WSF3000KJ0KJ SUPER=0KJ BRANCH=0KJ DISTCODE=YY
0KJ PAGE : 8 PAGE 22.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.
ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2009
5. NYSE ALTERNEXT
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 12.02%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 6.22%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
6. THE BOSTON OPTION EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 5.63%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 1.52%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
7. NASDAQ EXECUTION SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 5.12%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 1.07%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
8. OTHER
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.26%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.27%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
9. NATIONAL FINANCIAL SERVICES L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.00%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.13%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
10. LASALLE STREET SECURITIES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.51%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
*END OF DATA*