0kj-187A-2009-01-23

WSF3000KJ0KJ SUPER=0KJ BRANCH=0KJ DISTCODE=YY
0KJ PAGE : 1 PAGE 26.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
NOTE: BROKER-DEALERS ARE REQUIRED TO DISCLOSE ANY MATERIAL ARRANGEMENTS WITH THE VENUES
LISTED IN EACH SECTION BELOW, INCLUDING, BUT NOT LIMITED TO, ANY INTERNALIZATION

OR PAYMENT FOR ORDER FLOW ARRANGEMENTS

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008

SECURITIES LISTED ON THE NEW YORK STOCK EXCHANGE
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 69.51%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 28.63%

OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 1.86%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 31.34%
2. KNIGHT CAPITAL MARKETS, L.L.C. 28.96%
3. CITADEL DERIVATIVES GROUP, L.L.C. 16.35%
4. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C. 8.17%
5. UBS SECURITIES, L.L.C. 7.84%
6. NATIONAL FINANCIAL SERVICES L.L.C. 2.53%
7. LASALLE STREET SECURITIES, INC. 1.79%
8. NYSE ARCA 1.53%
9. NYSE EURONEXT 1.32%
10. STOCK CLEARING CORPORATION (TOD) 0.08%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 32.79%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 27.23%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 40.63%
2. KNIGHT CAPITAL MARKETS, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 27.38%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 32.36%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 35.55%
3. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 16.38%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 17.21%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 1.95%
4. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 9.12%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 6.29%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 1.56%

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0KJ PAGE : 2 PAGE 27.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008
5. UBS SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 7.07%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 9.04%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 18.36%
6. NATIONAL FINANCIAL SERVICES L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 3.46%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.43%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
7. LASALLE STREET SECURITIES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 2.58%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
8. NYSE ARCA
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.00%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 5.36%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
9. NYSE EURONEXT
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 1.06%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 1.93%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 1.95%
10. STOCK CLEARING CORPORATION (TOD)
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.11%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%

WSF3000KJ0KJ SUPER=0KJ BRANCH=0KJ DISTCODE=YY
0KJ PAGE : 3 PAGE 28.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008

SECURITIES LISTED ON THE NASDAQ STOCK MARKET
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 62.09%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 36.30%

OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 1.61%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. CITADEL DERIVATIVES GROUP, L.L.C. 24.48%
2. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 24.41%
3. KNIGHT EQUITY MARKETS, L.P. 21.58%
4. UBS SECURITIES, L.L.C. 15.23%
5. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C. 5.81%
6. CITIGROUP GLOBAL MARKETS, INC. 3.00%
7. NATIXIS BLEICHROEDER, INC. 1.90%
8. NATIONAL FINANCIAL SERVICES L.L.C. 1.50%
9. NYSE ARCA 1.25%
10. LASALLE STREET SECURITIES, INC. 0.80%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 26.87%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 21.29%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 3.95%
2. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 21.94%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 27.17%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 57.89%
3. KNIGHT EQUITY MARKETS, L.P.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 19.35%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 24.90%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 32.89%
4. UBS SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 16.70%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 13.15%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 5.26%

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0KJ PAGE : 4 PAGE 29.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008
5. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 6.16%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 5.47%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
6. CITIGROUP GLOBAL MARKETS, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 3.74%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 1.86%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
7. NATIXIS BLEICHROEDER, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 1.87%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 2.04%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
8. NATIONAL FINANCIAL SERVICES L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 2.04%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.64%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
9. NYSE ARCA
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.00%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 3.43%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
10. LASALLE STREET SECURITIES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 1.29%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%

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0KJ PAGE : 5 PAGE 30.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008

SECURITIES LISTED ON THE AMERICAN STOCK EXCHANGE OR REGIONAL EXCHANGES
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 68.03%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 29.55%

OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 2.42%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. KNIGHT CAPITAL MARKETS, L.L.C. 35.30%
2. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 19.30%
3. CITADEL DERIVATIVES GROUP, L.L.C. 17.16%
4. UBS SECURITIES, L.L.C. 11.29%
5. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C. 7.68%
6. ARCHIPELAGO TRADING SERVICES, INC. 3.98%
7. NYSE ARCA 1.65%
8. NATIONAL FINANCIAL SERVICES L.L.C. 1.54%
9. LASALLE STREET SECURITIES, INC. 1.19%
10. DOMESTIC SECURITIES INC. 0.42%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. KNIGHT CAPITAL MARKETS, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 36.48%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 34.28%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 14.42%
2. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 20.23%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 18.28%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 5.77%
3. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 16.70%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 18.52%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 13.46%
4. UBS SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 10.10%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 9.77%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 63.46%

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0KJ PAGE : 6 PAGE 31.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008
5. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 8.73%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 5.91%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
6. ARCHIPELAGO TRADING SERVICES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 4.96%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 2.05%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
7. NYSE ARCA
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.00%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 5.59%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
8. NATIONAL FINANCIAL SERVICES L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.31%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 4.49%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
9. LASALLE STREET SECURITIES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 1.75%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
10. DOMESTIC SECURITIES INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.58%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.08%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%

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LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008

EXCHANGE - LISTED OPTIONS
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 16.22%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 83.78%

OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 0.00%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. THE CHICAGO BOARD OPTIONS EXCHANGE 33.54%
2. THE PHILADELPHIA STOCK EXCHANGE 26.12%
3. THE INTERNATIONAL SECURITIES EXCHANGE 16.76%
4. GOLDMAN, SACHS & CO. 15.03%
5. NYSE ARCA 5.86%
6. THE BOSTON OPTION EXCHANGE 1.26%
7. NYSE ALTERNEXT 0.67%
8. NASDAQ OPTIONS MARKET 0.49%
9. NATIONAL FINANCIAL SERVICES L.L.C. 0.16%
10. LASALLE STREET SECURITIES, INC. 0.09%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. THE CHICAGO BOARD OPTIONS EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 43.71%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 31.57%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
2. THE PHILADELPHIA STOCK EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 19.23%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 27.45%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
3. THE INTERNATIONAL SECURITIES EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 10.79%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 17.92%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
4. GOLDMAN, SACHS & CO.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 14.66%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 15.10%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%

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0KJ PAGE : 8 PAGE 33.01
LASALLE ST. SECURITIES, L.L.C.
940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008
5. NYSE ARCA
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 2.90%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 6.43%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
6. THE BOSTON OPTION EXCHANGE
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 3.04%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.91%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
7. NYSE ALTERNEXT
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 1.94%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.43%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
8. NASDAQ OPTIONS MARKET
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 2.21%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.16%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
9. NATIONAL FINANCIAL SERVICES L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.83%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.03%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
10. LASALLE STREET SECURITIES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 0.55%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%

WSF3000740KJ SUPER=0KJ BRANCH=074 DISTCODE=YY
074 PAGE : 1 PAGE 34.01
STERLING INVESTMENT SERVICES,INC
6250 N. RIVER ROAD
SUITE 3005

ROSEMONT, IL 60018
NOTE: BROKER-DEALERS ARE REQUIRED TO DISCLOSE ANY MATERIAL ARRANGEMENTS WITH THE VENUES
LISTED IN EACH SECTION BELOW, INCLUDING, BUT NOT LIMITED TO, ANY INTERNALIZATION

OR PAYMENT FOR ORDER FLOW ARRANGEMENTS

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008

SECURITIES LISTED ON THE NEW YORK STOCK EXCHANGE
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 72.17%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 26.38%

OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 1.45%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 33.04%
2. KNIGHT CAPITAL MARKETS, L.L.C. 28.12%
3. CITADEL DERIVATIVES GROUP, L.L.C. 22.32%
4. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C. 11.01%
5. UBS SECURITIES, L.L.C. 3.19%
6. NATIONAL FINANCIAL SERVICES L.L.C. 2.03%
7. STOCK CLEARING CORPORATION (LOC) 0.29%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 33.73%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 32.97%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
2. KNIGHT CAPITAL MARKETS, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 26.91%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 27.47%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 100.00%
3. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 20.88%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 27.47%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
4. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 11.24%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 10.99%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%



 WSF3000740KJ   SUPER=0KJ   BRANCH=074   DISTCODE=YY
074                                                                 PAGE :    2                                        PAGE    35.01
STERLING INVESTMENT SERVICES,INC
6250 N. RIVER ROAD
SUITE 3005

ROSEMONT, IL 60018
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008
  5. UBS SECURITIES, L.L.C.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   4.42%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  6. NATIONAL FINANCIAL SERVICES L.L.C.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   2.81%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  7. STOCK CLEARING CORPORATION (LOC)
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   1.10%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%

WSF3000740KJ SUPER=0KJ BRANCH=074 DISTCODE=YY
074 PAGE : 3 PAGE 36.01
STERLING INVESTMENT SERVICES,INC
6250 N. RIVER ROAD
SUITE 3005

ROSEMONT, IL 60018

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008

SECURITIES LISTED ON THE NASDAQ STOCK MARKET
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 65.49%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 34.51%

OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 0.00%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 36.28%
2. CITADEL DERIVATIVES GROUP, L.L.C. 30.09%
3. UBS SECURITIES, L.L.C. 15.93%
4. KNIGHT EQUITY MARKETS, L.P. 12.39%
5. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C. 2.65%
6. NATIONAL FINANCIAL SERVICES L.L.C. 1.77%
7. NATIXIS BLEICHROEDER, INC. 0.88%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 35.14%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 38.46%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
2. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 32.43%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 25.64%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
3. UBS SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 9.46%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 28.21%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
4. KNIGHT EQUITY MARKETS, L.P.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 14.86%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 7.69%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
5. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 4.05%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 0.00%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%



 WSF3000740KJ   SUPER=0KJ   BRANCH=074   DISTCODE=YY
074                                                                 PAGE :    4                                        PAGE    37.01
STERLING INVESTMENT SERVICES,INC
6250 N. RIVER ROAD
SUITE 3005

ROSEMONT, IL 60018
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008
  6. NATIONAL FINANCIAL SERVICES L.L.C.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   2.70%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  7. NATIXIS BLEICHROEDER, INC.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   1.35%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   0.00%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%

WSF3000740KJ SUPER=0KJ BRANCH=074 DISTCODE=YY
074 PAGE : 5 PAGE 38.01
STERLING INVESTMENT SERVICES,INC
6250 N. RIVER ROAD
SUITE 3005

ROSEMONT, IL 60018

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008

SECURITIES LISTED ON THE AMERICAN STOCK EXCHANGE OR REGIONAL EXCHANGES
SUMMARY STATISTICS :
NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS 100.00%
MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 61.29%
LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 38.71%

OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS 0.00%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
1. CITADEL DERIVATIVES GROUP, L.L.C. 38.71%
2. KNIGHT CAPITAL MARKETS, L.L.C. 29.03%
3. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C. 14.52%
4. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C. 8.06%
5. ARCHIPELAGO TRADING SERVICES, INC. 4.84%
6. UBS SECURITIES, L.L.C. 4.84%
INFORMATION CONCERNING SIGNIFICANT VENUES :
1. CITADEL DERIVATIVES GROUP, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 36.84%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 41.67%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
2. KNIGHT CAPITAL MARKETS, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 26.32%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 33.33%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
3. MADOFF (BERNARD L.) INVESTMENT SECURITIES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 18.42%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 8.33%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
4. AUTOMATED TRADING DESK FINANCIAL SERVICES, L.L.C.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 10.53%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 4.17%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%
5. ARCHIPELAGO TRADING SERVICES, INC.
TYPES OF ORDERS ROUTED TO VENUE :
MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS 5.26%
LIMIT ORDERS AS PERCENTAGE OF TOTAL LIMIT ORDERS 4.17%
OTHER ORDERS AS PERCENTAGE OF TOTAL OTHER ORDERS 0.00%



 WSF3000740KJ   SUPER=0KJ   BRANCH=074   DISTCODE=YY
074                                                                 PAGE :    6                                        PAGE    39.01
STERLING INVESTMENT SERVICES,INC
6250 N. RIVER ROAD
SUITE 3005

ROSEMONT, IL 60018
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008
  6. UBS SECURITIES, L.L.C.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   2.63%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   8.33%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%



 WSF3000740KJ   SUPER=0KJ   BRANCH=074   DISTCODE=YY
074                                                                 PAGE :    7                                        PAGE    40.01
STERLING INVESTMENT SERVICES,INC
6250 N. RIVER ROAD
SUITE 3005

ROSEMONT, IL 60018

SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008

EXCHANGE - LISTED OPTIONS
SUMMARY STATISTICS :
 NON-DIRECTED ORDERS AS PERCENTAGE OF TOTAL CUSTOMER ORDERS               100.00%
 MARKET ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                   5.10%
 LIMIT ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                   94.90%

 OTHER ORDERS AS PERCENTAGE OF TOTAL NON-DIRECTED ORDERS                    0.00%
VENUES RECEIVING SIGNIFICANT PERCENTAGE OF TOTAL NON-DIRECTED ORDERS :
  1. THE CHICAGO BOARD OPTIONS EXCHANGE                                    31.12%
  2. THE INTERNATIONAL SECURITIES EXCHANGE                                 30.61%
  3. GOLDMAN, SACHS & CO.                                                  17.86%
  4. THE PHILADELPHIA STOCK EXCHANGE                                       15.31%
  5. NYSE ARCA                                                              4.08%
  6. THE BOSTON OPTION EXCHANGE                                             1.02%
INFORMATION CONCERNING SIGNIFICANT VENUES :
  1. THE CHICAGO BOARD OPTIONS EXCHANGE
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  40.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  30.65%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  2. THE INTERNATIONAL SECURITIES EXCHANGE
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  30.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  30.65%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  3. GOLDMAN, SACHS & CO.
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  20.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  17.74%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  4. THE PHILADELPHIA STOCK EXCHANGE
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                  10.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                  15.59%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
  5. NYSE ARCA
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   4.30%
       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%



 WSF3000740KJ   SUPER=0KJ   BRANCH=074   DISTCODE=YY
074                                                                 PAGE :    8                                        PAGE    41.01
STERLING INVESTMENT SERVICES,INC
6250 N. RIVER ROAD
SUITE 3005

ROSEMONT, IL 60018
SEC RULE 606, QUARTERLY REPORT FOR THE QUARTER ENDING DECEMBER 31,2008
  6. THE BOSTON OPTION EXCHANGE
      TYPES OF ORDERS ROUTED TO VENUE :
       MARKET ORDERS AS PERCENTAGE OF TOTAL MARKET ORDERS                   0.00%
       LIMIT  ORDERS AS PERCENTAGE OF TOTAL LIMIT  ORDERS                   1.08%

       OTHER  ORDERS AS PERCENTAGE OF TOTAL OTHER  ORDERS                   0.00%
*END OF DATA*