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LaSalle St. Securities Client Survey Form Dear Valued Client, In order to ensure that we are able to service your needs, we would like you to take a moment to review the following questions.  If you have answers to the following questions, please return this survey.   1.  Are all the investments you have made through your Representative listed on the account statements that you receive from our firm, including statements from Mutual Fund and Annuity companies?   2.  Have you had any operational problems with the firm (missing dividends, interest payments, transfer problems, etc.) that took an unreasonable length of time to resolve?   3.  Do you receive trade confirmations from us in a timely manner?   4.  Are there any additional questions you have or comments you may wish to provide?     Client Name:  *   Phone Number:  *   Account Number(s):  *     (* Required Fields) Sending Checks & Stock:      For purchases made within your account, please make all checks payable to ‘National Financial Services LLC’ and be sure to include your account number on your check.  Stock certificates must be endorsed by writing ‘National Financial Services LLC’ between the words ‘appoint’ and ‘attorney’ either on an accompanying Stock Power (preferred) or on the back of each certificate.  All owners must sign the Stock Power or each certificate exactly as registered. For Educational Investor Information: SEC's Office of Investor Education and Assistance  ·  FINRA Investor Information North American Securities Administrators Association, Inc. For other questions and/or comments, please contact our Compliance Department: compliance@lasallest.com   ·   (800) 777-7865   © 2008 LaSalle St. Securities, LLC  ·  940 N. Industrial Dr.  ·  Elmhurst, Illinois 60126-1131  ·  (630) 600-0500 Privacy Policy  ·  LSS Business Continuity Plan  ·  NFS Business Continuity Plan  ·  Disclaimer  ·  MSRB Lost Password?  ·  Other login Problem(s)? This site is best viewed at 1024x768 with Internet Explorer 6.x or later, or Netscape 7.x Important information about 'Spoof' emails